|
Company Name
|
Minimum Investment Account - Institution
|
Minimum Investment Account - Individual
|
Financial Products Offered
|
| Nicholas-Applegate Capital Management |
$15,000,000 |
$5,000,000 |
n/a |
| Wall Street Associates |
$15,000,000 |
$5,000,000 |
wnd. |
| Brandes Investment Partners, L.P. |
$10,000,000 |
$100,000 |
Selected U.S. and non-U.S. equity and fixed income portfolios. |
| Chandler Asset Management |
$10,000,000 |
$250,000 |
High quality, fixed income portfolios. Chandler’s mission is to provide fully customizable, client-centered portfolio management that preserves principal, manages risk and generates income in our client’s portfolios. |
| GlobeFlex Capital L.P. |
$10,000,000 |
N/A |
U.S. Small Cap equity, U.S. Small Cap Growth equity, U.S. Mid Cap equity, International All Cap equity, International Small Cap Equity, (closed to new investors) |
| LM Capital Group LLC |
$10,000,000 |
N/A |
Opportunistic core, fixed income-core, fixed income-intermediate-fixed income, short term-fixed income |
| Duncan-Hurst Capital Management, L.P. |
$5,000,000 |
$25,000 |
Growth equity portfolio management in all market capitalization ranges |
| Northern Trust |
$5,000,000 |
$2,000,000, fully managed account, $2,500, mutual funds |
Portfolio management, private banking, brokerage services, financial consulting, wealth management, securities custody, separately managed accounts, estate planning, wealth advisory services, alternative investments, mutual funds and trust administration |
| Rice Hall James and Associates LLC |
$5,000,000 |
$2,500 |
Small Mid Cap equity, Mid Cap equity, Micro Cap equity separate accounts and mutual funds |
| Caywood-Scholl Capital Management |
$3,000,000 |
$3,000,000 |
High-yield fixed income and investment grade fixed income |
| Evergreen Wealth Management |
$3,000,000 |
$1,000,000 |
Investment consulting. |
| Messner and Smith Investment Management Ltd |
$2,000,000 |
$1,000,000 |
Separate account strategies, minimum investment $1m, midcap value, SMID value, small cap value, balanced, limited partnership strategies, minimum investment $100k, midcap value, small cap value, balanced |
| Benham & Green Capital Management |
$1,000,000 |
$100,000 |
stocks, bonds, mutual funds |
| Blankinship and Foster |
$1,000,000 |
$1,000,000 |
Asset allocation and asset management |
| Compass Advisors, Inc. |
$1,000,000 |
$1,000,000 |
n/a |
| WheelerFrost Associates Inc. |
$1,000,000 |
$1,000,000 |
Mutual funds, individual stock adn bond, ETF's, structured products, real estate limited partnerships |
| Clelland and Company |
$500,000 |
$500,000 |
Investment advisory services and investment consulting (retainer or project) |
| Weatherly Asset Management |
$500,000 |
$500,000 |
Comprehensive wealth services, iscretionary investment advisory services fo individuals and institutions, financial planning, estate planning advisement, small business planning |
| Centurion Counsel, Inc. |
$100,000 |
$100,000 |
Strategic asset allocation, value 750, portfolio management, and mutual fund management |
| Dunham & Associates Investment Counsel Inc. |
$100,000 |
$100,000 |
Advisor to 13 proprietary performance-fee-based investment LPs representing 12 asset classes and advisor to 11 proprietary mutual funds, representing 11 asset classes. |
| La Jolla Asset Management Inc. |
$100,000 |
$100,000 |
Fee-based investments for custom tailored investor portfolios |
| NeuWorld Financial |
$100,000 |
$10,000 |
Intelligent computer manages all individual accounts. |
| Wilsey Asset Management |
$100,000 |
$50,000 |
n/a |
| JPS Global Investments |
$50,000 |
$50,000 |
Stocks, bonds, foreign securities, ETF's, mutual funds. hedge fund, wrap accounts |
| American Investment Bankers |
n/a |
n/a |
n/a |
| Dowling & Yahnke, Inc. |
n/a |
n/a |
n/a |
| Hokanson Associates Inc. |
N/A |
$1,000,000 |
Stock and bond portfolios management and comprehensive wealth management for high net worth individuals and their families |
| Investment Placement Group |
n/a |
n/a |
n/a |
| Lockwood Pacific Investment |
n/a |
n/a |
n/a |
| Raymond J. Lucia Companies |
no minimum |
no minimum |
Full service financial planning, portfolio management, insurance. |
| Relational Investors, LLC |
n/a |
n/a |
n/a |
| Summit Global Management |
n/a |
n/a |
n/a |
| Sunrise Capital Partners, LLC |
n/a |
n/a |
n/a |
| Trendview Management Inc. |
n/a |
n/a |
n/a |
| Western Grant |
n/a |
n/a |
n/a |
|
|
LEGEND
wnd = would not disclose
n/a = Not Available
N/A = Not Applicable
It is not the intent of this list to endorse its participants, nor to imply that the company's size or numerical rank indicates its quality or service. We reserve the right to exclude a listing due to insufficient information.
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