Wed February 20, 2019
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The San Diego Source | The Daily Transcript is San Diego's only information company offering business news, data and resources daily and hourly. We report on San Diego business, finance and the San Diego economy, real estate, construction, the U.S. military in San Diego, and San Diego government construction bids.

San Diego Sourcebook

Securities Dealers

Securities Dealers

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Company Name
Number of local registered brokers
Number of registered brokers companywide
Number of full-time employees
LPL Financial 303 13,000 2,900
Wells Fargo Advisors LLC 60 15,134 459
First Allied Securities Inc. 89 900 350
CUSO Financial Services LP 15 454 170
Edward Jones 70 12,692 135
Lucia Securities LLC 11 22 98
Northwestern Mutual 73 7,108 90
Independent Financial Group LLC 105 495 44
World Trade Financial Corp. 7 8 9
Crown Capital Securities LP 16 325 2
Haynes Financial Group 8 - 2
The Securities Center Inc. 9 8 2
Ameriprise Financial Services Inc. 26 10,000 -
Centara Capital Group Inc. 11 11 -
Merrill Lynch & Co. Inc. 200 17,300 -

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